UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
Celestica Inc.
(Exact name of the registrant as specified in its charter)
Ontario, Canada |
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1-14832 |
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N/A |
(State or other jurisdiction of |
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(Commission |
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(IRS Employer |
incorporation or organization) |
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File Number) |
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Identification No) |
844 Don Mills Road |
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Toronto, Canada |
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M3C 1V7 |
(Address of principal executive offices) |
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(Zip code) |
Todd Melendy 416-448-2477 |
(Name and telephone number, including area code, of the person to contact in connection with this report.) |
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2013.
Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
This Form SD of Celestica Inc. (Celestica or the Company) is filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2013 to December 31, 2013.
A copy of the Companys Conflict Minerals Report is filed as Exhibit 1.02 hereto and is publicly available at www.celestica.com.
Item 1.02 Exhibit
As specified in Section 2, Item 2.01 of this Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.02 to this report.
Section 2Exhibits
Item 2.01 Exhibits
The following exhibit is filed as part of this report.
Exhibit No. |
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Description |
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1.02 |
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Conflict Minerals Report of Celestica Inc. as required by Items 1.01 and 1.02 of this Form. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
Celestica Inc. |
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By: |
/s/ Darren G. Myers |
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June 2, 2014 |
Darren G. Myers |
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(Date) | |
Executive Vice President and Chief Financial Officer |
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Exhibit 1.02
Conflict Minerals Report of Celestica Inc.
For the reporting period from January 1, 2013 to December 31, 2013
This Conflict Mineral Report (CMR) of Celestica Inc. (Celestica or the Company) has been prepared pursuant to Rule 13p-1 (Rule 13p-1) and Form SD promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period of January 1, 2013 to December 31, 2013.
Introduction
Rule 13p-1 requires disclosure of certain information when a company manufactures or contracts to manufacture products for which the minerals specified in such Rule are necessary to the functionality or production of those products. The specified minerals are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten (the Conflict Minerals). The Covered Countries for the purposes of Rule 13p-1 are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.
Celestica is a multinational electronics manufacturing services (EMS) company headquartered in Toronto, Canada. The Companys global network is comprised of approximately 20 facilities in 15 countries in the Americas, Europe and Asia. The Company manufactures, or contracts to manufacture, certain products for which Conflict Minerals are necessary to their functionality or production.
Celestica builds products for a wide variety of leading OEMs (original equipment manufacturers), to be marketed under the OEMs brands. Typically, the OEM specifies all parts to be included in the product through an Approved Vendor List (AVL). As a result, Celestica does not control the selection of suppliers or materials sources unless specifically instructed to do so by its customers.
Description of the Companys Products Covered by this CMR
This CMR relates to products: (i) for which Conflict Minerals are necessary to the functionality or production of that product; (ii) that were manufactured, or contracted to be manufactured, by the Company; and (iii) for which the manufacture was completed during calendar year 2013.
These products, which are referred to in this CMR collectively as the Covered Products, consist of printed circuit board assemblies and complete system builds for the following end products: wireless controllers, network switches (Communications equipment), servers, routers (Enterprise Computing equipment), measuring devices, scanner control devices, automated teller machine control boards, power delivery systems (industrial equipment), in-flight entertainment modules, cockpit control systems (Aerospace and Defense products), digital radiography and ultrasound imaging control boards (HealthTech devices), photovoltaic solar panels (Renewable Energy equipment) and wafer fabrication equipment modules and automation (Capital Equipment).
The Companys Reasonable Country of Origin Inquiry and Due Diligence Process
In accordance with Rule 13p-1, the Company has conducted in good faith a reasonable country of origin inquiry (RCOI) regarding the Conflict Minerals necessary to the functionality or production of the products it manufactures or contracts to manufacture. This RCOI was reasonably designed to determine whether any of such Conflict Minerals originated in the Covered Countries and whether any of such Conflict Minerals may be from recycled or scrap sources.
To facilitate its RCOI, Celestica engaged Source Intelligence as a third-party information management service provider. Source Intelligence engaged with the Companys immediate (Tier 1) suppliers to collect information about the presence and sourcing of Conflict Minerals used in products and components supplied to the Company. Information was collected by using the Electronic Industry Citizenship Coalition (EICC) and Global e-Sustainability Initiative (GeSI) Conflict Minerals Due Diligence Template (EICC-GeSI Template).
As 2013 was the first reporting year under Rule 13p-1, the Companys efforts included providing its Conflict Minerals Policy (described below) to its Tier 1 suppliers and educating them on the Companys position regarding Conflict Minerals sourcing practices and the requirements of the Rule. The Company established a cloud-based transparency system for its Conflict Minerals supply chain, and disseminated and collected information to and from its suppliers on their sourcing practices using the EICC-GeSI Template.
Supplier responses were evaluated for plausibility, consistency, and gaps both in terms of which products were stated to contain or not contain necessary Conflict Minerals, as well as their origin. Additional supplier contacts were conducted to address various issues, including implausible statements regarding no presence of Conflict Minerals, incomplete data on the EICC-GeSI Template, responses that did not identify smelters or refiners, responses which indicated a sourcing location without complete supporting information from the supply chain, and organizations that were identified as smelter or refiners, but not verified as such through further analysis and research.
In addition to the RCOI, the Company also exercised due diligence on the source and chain of custody of its necessary Conflict Minerals where the Company, based on its RCOI, had reason to believe that such Conflict Minerals may have originated in the Covered Countries and may not be from recycled or scrap sources.
The following criteria were used to determine which supply chains and associated smelters or refiners (SORs) were moved to the due diligence step:
· Supplier reported sourcing from Covered Countries;
· Provided SOR data indicated sourcing from a mine located in the Covered Countries;
· Listed SOR has been reported to source from a mine located in the Covered Countries (based on information contained within the Source Intelligence system, from independent certification programs, or from Internet research/available public reports);
· An indication that the SOR sourced from a Covered Country or a Level 21 country; or
· Information provided about the SOR indicated the origin of the materials was not from a known reserve.
With respect to 2013, the EICC-GeSI template was sent to suppliers identified by the Company as potentially in-scope for Conflict Minerals regulatory purposes. The survey response rate (after all follow-ups were complete) was 24% (representing approximately 60% of the manufacturing parts Celestica sourced from all suppliers). Of these responding suppliers, 59% responded yes as to having one or more Conflict Minerals as necessary to the functionality or production of the products and/or components they supply to Celestica, and/or responded yes as to having sourced such Conflict Minerals from the Covered Countries.
Responding suppliers identified an aggregate of 299 individual SORs used by such suppliers (responses did not identify SORs used in the products or components supplied specifically to Celestica), which are listed below.
The Companys due diligence measures were designed to conform to the framework in the Organization for Economic Cooperation and Developments (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and accompanying Supplements2.
The Companys supply chain with respect to the Covered Products is complex, and there are many third parties in the supply chain between the ultimate manufacturer of the Covered Products and the original sources of Conflict Minerals. The Company does not purchase Conflict Minerals directly from mines, smelters or refiners. The Company must therefore rely on its suppliers to provide information regarding the origin of Conflict Minerals that are included in the Covered Products. However, because the Company believes that the smelters and refiners of the Conflict Minerals are best situated to identify the sources of Conflict Minerals, the Company has also taken steps to identify the applicable smelters and refiners of Conflict Minerals in the Companys supply chain.
The OECD Guidance identifies five due diligence steps:
Step 1: Establish Strong Company Management Systems
Step 2: Identify and Assess Risks in the Supply Chain
Step 3: Design and Implement a Strategy to Respond to Identified Risks
Step 4: Carry out Independent Third-Part Audit of Smelter/Refiners Due Diligence
Step 5: Report Annually on Supply Chain Due Diligence
It is important to note that the OECD Guidance was written for both upstream3 and downstream4 companies in the supply chain. As Celestica is a downstream company in the supply chain, its due diligence practices were tailored accordingly.
1 As described by the Conflict-Free Sourcing Initiative, Level 2 Countries are known or plausible countries for smuggling, export out of the Covered Countries, or transit of material containing Conflict Minerals, and currently consist of Kenya, Mozambique, South Africa and the United Arab Emirates.
2 OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Supplement on Tin, Tantalum and Tungsten and Supplement on Gold, 2013; http://www.oecd.org/daf/inv/mne/GuidanceEdition2.pdf.
In addition to the RCOI described in detail above, the following constitute the procedures the Company used to identify supply chain risks in relation to Conflict Minerals in the Covered Products, and the due diligence activities undertaken to respond to those risks.
OECD Guidance Step 1: Establish strong company management systems
A management system is a framework of policies, procedures, processes and even organizational structure that will enable a company to complete all tasks necessary to achieve its objectives. Celestica has established such a system by taking the following steps.
Adopt a conflict minerals policy
Celesticas Conflict Minerals policy is publicly available at www.celestica.com. It states:
The mining and trading of Coltan (the metal ore from which Tantalum is extracted), Wolframite (the metal ore from which Tungsten is extracted), Cassiterite (the metal ore from which Tin is extracted), and Gold, and their respective derivatives, originating from the Democratic Republic of Congo (DRC) or adjoining countries (the DRC Region) has financed conflict, resulting in widespread human rights violations and environmental degradation. Section 1502(b) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Conflict Minerals Law) requires SEC reporting companies to undertake an inquiry as to the source and chain of custody of conflict minerals and to make certain disclosures in connection therewith.
Celestica fully supports the objectives of this legislation, which aims to minimize violence and environmental damage in the DRC Region. We will comply with all applicable obligations under the Conflict Minerals Law. Celestica expects that all suppliers will comply with the Conflict Minerals Law and provide all necessary declarations using the EICC/GeSI Conflict Minerals Reporting Template. These measures will be used in conjunction with industry initiatives such as the Conflict-Free Smelter Program to reasonably assure that the Conflict Minerals in the products we manufacture or contract to manufacture do not directly or indirectly finance or benefit unauthorized armed groups in the DRC Region. Celestica will assess future business with suppliers who are noncompliant with this policy.
Celestica is committed to ethical practices and compliance with applicable laws and regulations wherever it does business.
Assemble an internal team to support supply chain due diligence
Celestica has established a management system for Conflict Minerals. This management system includes an internal Conflict Minerals steering committee made up of senior management from Corporate Compliance, Finance, Supply Chain Management and Commodity Management functions, and a Supply Chain Management (SCM) Environmental Engineering team to manage Conflict Minerals
3 Upstream companies refer to those between the mine and SOR. As such, the companies typically include miners, local traders, or exporters from the country of mineral origin, international concentrate traders and SORs.
4 Downstream companies refer to those entities between the SOR and retailer. As such, the companies typically include metal traders and exchanges, component manufacturers, product manufacturers, original equipment manufacturers (OEMs) and retailers.
activities. The steering committee is updated on the results of Celesticas due diligence efforts on a regular basis.
Establish a system of controls and transparency over the mineral supply chain
To provide better transparency within Celesticas mineral supply chains and to facilitate communication of policies and expectations, Celestica engaged Source Intelligence to complement internal management processes. The Source Intelligence on-line system is used to identify suppliers in Celesticas mineral supply chains and the relationships between them (e.g., Tier 1, Tier 2, etc.), collect, store, and review information on Conflict Minerals sourcing practices, track information on SORs, and flag risks based on SOR sourcing practices. This system is designed to allow collection and housing of data on supply chain circumstances which can be updated to reflect changing realities within the supply chain, such as new customer-supplier relationships, new products, etc.
Celestica teamed with Source Intelligence to engage with suppliers as part of its Conflict Minerals management system. Engagement consisted of multiple communication outreaches through email and phone to educate suppliers on Celesticas expectations for sourcing and Conflict Minerals policy, and the requirements of Rule 13p-1. Suppliers were provided various avenues to obtain additional information and guidance regarding Celesticas Conflict Minerals compliance program, including an on-line supplier education portal (http://www.sourceintelligence.com/supplier/), and contact email addresses and telephone numbers for obtaining answers to questions and/or guidance on completing the information request.
OECD Guidance Step 2: Identify and Assess Risks in the Supply Chain
The following steps are recommended by the OECD to identify and assess risks in mineral supply chains.
Identify the Smelters or Refiners (SORs) in the supply chain
The Company attempted to obtain information on identified SORs using the Source Intelligence SOR database, Internet searches, other research activities (e.g., government databases and industry and trade organization lists), and contact with suppliers providing SOR information on their reporting templates The Company also followed up where a sourcing location provided (country of mine origin) is not believed to be a known reserve for the given metal.
Engage with SORs to obtain mine of origin and transit routes and assess whether SORs have carried out all elements of due diligence for responsible supply chains of minerals from conflict-affected and high-risk areas
Identified SORs were matched against available lists of processors that have been certified as conflict free by internationally-recognized industry validation schemes, such as the CFSI Conflict-Free Smelter Program, the London Bullion Market Association Responsible Gold Audit Programme and the Responsible Jewellery Councils Chain-of-Custody Certification Program. Suppliers and products associated with certified SORs were assumed to meet the OECD Guidance due diligence standards and responsibly source their materials.
If the SOR was not certified by an internationally-recognized scheme, Source Intelligence attempted to contact the SOR up to three times to gain more information about its sourcing practices, including countries of origin and transfer, and whether there were any internal due diligence procedures in place or other processes the SOR takes to track the chain-of-custody on the source of its mineral ores. Relevant information requested included whether
the SOR had a documented, effective and communicated conflict-free policy, and/or an accounting system and documentation to support traceability of materials.
OECD Guidance Step 3: Design and Implement a Strategy to Respond to Identified Risks
Celestica implemented the following measures to address high risk SORs5.
Report findings to senior management
A monthly update is provided to Celesticas Conflict Minerals steering committee on the progress and findings of the RCOI and due diligence.
Devise and adopt a risk management plan, monitor and track risk mitigation, and evaluate supplier relationship
Celestica is an electronic manufacturing services (EMS) company that builds products for leading OEMs according to specifications provided by the OEM to Celestica. Typically, the OEM specifies all parts included in the product through an Approved Vendor List (AVL). As a result, Celestica does not control selection of suppliers or materials sources unless specifically instructed to do so by its customers. Whenever a risk is identified, Celestica will inform the customer of the risk in the supply chain and work with such customer to manage and mitigate the risk.
For parts that Celestica designs or over which Celestica has engineering control, if a risk is identified, Celestica will work with its suppliers to express its concerns about providing revenue to armed groups within the DRC and adjoining countries. Celestica will work with suppliers to provide a roadmap intended to ensure that the Conflict Minerals they supply to Celestica will be DRC Conflict Free. If a supplier refuses to comply, Celestica will assess future business with the supplier.
Undertake additional fact and risk assessments for risks requiring mitigation, or after a change of circumstances
The Source Intelligence system includes an online platform for storing and managing Conflict Minerals information. This system is updated in real time as information about and from Celesticas mineral supply chain is obtained. By participating in this system, which contains information from companies and suppliers in the apparel, electronics, manufacturing and industrial, oil and gas, and retail industries, Celestica can benefit from additional intelligence, thereby creating a more comprehensive and robust risk assessment. Celestica has access to the data platform and is able to report to senior management on current circumstances. Celesticas executive level staff is also given monthly updates on efforts and progress surrounding Conflict Minerals.
OECD Guidance Step 4: Carry out Independent Third-Party Audit of Smelter/Refiners Due Diligence
This OECD step does not require or define audits for downstream companies. However, downstream companies can support these audits by supporting or joining industry organizations.
5 SORS were considered high risk when they met the criteria of OECD Red Flags, i.e., Level 2 or Covered Country sourcing or sourcing from unknown reserves.
Celestica does not typically have a direct relationship with Conflict Minerals smelters or refiners and does not perform direct audits of these entities within its supply chain. However, as a member of the EICC, Celestica is a participant in the Conflict Free Sourcing Initiative (CFSI), a joint initiative between the EICC and the Global e-Sustainability Initiative (GeSI). Celestica participates in the ongoing discussions and updates of the CFSI Conflict-Free Smelter program (CFSP), an audit program designed to validate SORs sourcing practices. Through the CFSP validation process, which is voluntary, an independent third party audits the procurement and processing activities of a SOR to determine if it showed sufficient documentation to demonstrate with reasonable confidence that the minerals the SOR processed originated from conflict free sources.
OECD Guidance Step 5: Report Annually on Supply Chain Due Diligence.
In fulfilling this step, Celesticas Conflict Minerals steering committee:
a. Provided management with periodic process updates during the reporting period and through the filing date;
b. Informed management of due diligence efforts and results; and
c. Completed and filed this Conflict Minerals Report, and the Form SD to which it relates, which are publicly available at www.celestica.com.
Based on the information obtained in the Companys due diligence process, the Company does not have sufficient information to determine all facilities used to process all Conflict Minerals in the Covered Products. With respect to the 299 SORs identified as used by the Companys suppliers, 190 are EICC-GeSI known smelters and refineries. Among these 190 SORs, 67 were certified as conflict-free by the CFSP and listed on the Conflict Free Smelter Programs website as conflict-free certified. The 299 SOR facilities that were identified pursuant to the due diligence process are set forth below.
Identified SORs certified as conflict free under the CFSP:
SOR Name |
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Mineral |
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EICC-GeSI Smelter |
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Conflict-Free |
Allgemeine Gold- und Silberscheideanstalt A.G. |
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Gold |
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1DEU001 |
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CFSP; LBMA; RJC |
AngloGold Ashanti Mineração Ltda |
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Gold |
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1BRA003 |
|
CFSP; LBMA |
Argor-Heraeus SA |
|
Gold |
|
1CHE004 |
|
CFSP; LBMA |
Asahi Pretec Corporation |
|
Gold |
|
1JPN005 |
|
CFSP; LBMA |
Chimet SpA |
|
Gold |
|
1ITA013 |
|
CFSP; LBMA |
Dowa |
|
Gold |
|
1JPN015 |
|
CFSP |
Heraeus Ltd Hong Kong |
|
Gold |
|
1HKG019 |
|
CFSP; LBMA |
Heraeus Precious Metals GmbH & Co. KG |
|
Gold |
|
1DEU018 |
|
CFSP; LBMA |
Ishifuku Metal Industry Co., Ltd. |
|
Gold |
|
1JPN021 |
|
CFSP; LBMA |
Istanbul Gold Refinery |
|
Gold |
|
1TUR069 |
|
CFSP; LBMA |
Johnson Matthey Inc |
|
Gold |
|
1USA025 |
|
CFSP; LBMA |
Johnson Matthey Limited |
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Gold |
|
1CAN024 |
|
CFSP; LBMA |
JX Nippon Mining & Metals Co., Ltd |
|
Gold |
|
1JPN028 |
|
CFSP; LBMA |
Kennecott Utah Copper LLC |
|
Gold |
|
1USA088 |
|
CFSP; RJC |
Kojima Chemicals Co. Ltd |
|
Gold |
|
1JPN074 |
|
CFSP |
LS-Nikko Copper Inc |
|
Gold |
|
1KOR032 |
|
CFSP; LBMA |
Materion |
|
Gold |
|
1USA033 |
|
CFSP |
Matsuda Sangyo Co. Ltd |
|
Gold |
|
1JPN034 |
|
CFSP; LBMA |
Metalor Technologies (Hong Kong) Ltd |
|
Gold |
|
1HKG036 |
|
CFSP; LBMA; RJC |
Metalor Technologies SA |
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Gold |
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1CHE035 |
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CFSP; LBMA; RJC |
Metalor USA Refining Corporation |
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Gold |
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1USA037 |
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CFSP; LBMA; RJC |
Mitsubishi Materials Corporation |
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Gold |
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1JPN039 |
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CFSP; LBMA |
Nihon Material Co. LTD |
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Gold |
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1JPN071 |
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CFSP; LBMA |
Ohio Precious Metals LLC. |
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Gold |
|
1USA043 |
|
CFSP; LBMA |
OMSA |
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Gold |
|
2BOL022 |
|
CFSP |
PAMP SA |
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Gold |
|
1CHE045 |
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CFSP; LBMA |
Rand Refinery (Pty) Ltd |
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Gold |
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1ZAF049 |
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CFSP; LBMA |
Royal Canadian Mint |
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Gold |
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1CAN050 |
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CFSP; LBMA |
SEMPSA Joyeria Plateria SA |
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Gold |
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1ESP052 |
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CFSP; LBMA |
Solar Applied Materials Technology Corp. |
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Gold |
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1TWN056 |
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CFSP; LBMA |
Sumitomo Metal Mining Co. Ltd. |
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Gold |
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1JPN057 |
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CFSP; LBMA |
Tanaka Kikinzoku Kogyo K.K. |
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Gold |
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1JPN058 |
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CFSP; LBMA |
Tokuriki Honten Co. Ltd |
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Gold |
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1JPN060 |
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CFSP; LBMA |
Umicore SA Business Unit Precious Metals Refining |
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Gold |
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1BEL062 |
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CFSP; LBMA |
United Precious Metal Refining, Inc. |
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Gold |
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1USA076 |
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CFSP |
Valcambi SA |
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Gold |
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1CHE063 |
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CFSP; LBMA |
Western Australian Mint trading as The Perth Mint |
|
Gold |
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1AUS046 |
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CFSP; LBMA |
Conghua Tantalum and Niobium Smeltry |
|
Tantalum |
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3CHN019 |
|
CFSP |
Duoluoshan |
|
Tantalum |
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3CHN001 |
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CFSP |
Exotech Inc. |
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Tantalum |
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3USA002 |
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CFSP |
F&X |
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Tantalum |
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3CHN003 |
|
CFSP |
Global Advanced Metals |
|
Tantalum |
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3USA005 |
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CFSP |
H.C. Starck GmbH |
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Tantalum |
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3DEU006 |
|
CFSP |
Hi-Temp |
|
Tantalum |
|
3USA016 |
|
CFSP |
JiuJiang Tambre Co. Ltd. |
|
Tantalum |
|
3CHN007 |
|
CFSP |
Kemet Blue Powder |
|
Tantalum |
|
3USA010 |
|
CFSP |
LMS Brasil S.A. |
|
Tantalum |
|
3BRA021 |
|
CFSP |
Mitsui Mining & Smelting |
|
Tantalum |
|
1JPN040 |
|
CFSP |
Molycorp Silmet |
|
Tantalum |
|
3EST025 |
|
CFSP |
Ningxia Orient Tantalum Industry Co., Ltd. |
|
Tantalum |
|
3CHN009 |
|
CFSP |
Plansee |
|
Tantalum |
|
3AUT011 |
|
CFSP |
RFH |
|
Tantalum |
|
3CHN017 |
|
CFSP |
Solikamsk Metal Works |
|
Tantalum |
|
3RUS012 |
|
CFSP |
Taki Chemicals |
|
Tantalum |
|
3JPN023 |
|
CFSP |
Tantalite Resources |
|
Tantalum |
|
3ZAF024 |
|
CFSP |
Telex |
|
Tantalum |
|
3USA018 |
|
CFSP |
Ulba |
|
Tantalum |
|
3KAZ014 |
|
CFSP |
Zhuzhou Cement Carbide |
|
Tantalum |
|
4CHN015 |
|
CFSP |
Cookson |
|
Tin |
|
2USA001 |
|
CFSP |
Geiju Non-Ferrous Metal Processing Co. Ltd. |
|
Tin |
|
2CHN012 |
|
CFSP |
Malaysia Smelting Corporation (MSC) |
|
Tin |
|
2MYS016 |
|
CFSP |
Mineração Taboca S.A. |
|
Tin |
|
2BRA018 |
|
CFSP |
Minsur |
|
Tin |
|
2PER019 |
|
CFSP |
PT Bukit Timah |
|
Tin |
|
2IDN032 |
|
CFSP |
Thaisarco |
|
Tin |
|
2THA046 |
|
CFSP |
White Solder Metalurgia |
|
Tin |
|
2BRA054 |
|
CFSP |
Yunnan Tin Company Limited |
|
Tin |
|
2CHN048 |
|
CFSP |
Note:
CFSP Conflict-Free Smelter Program
LBMA London Bullion Market Association
RJC Responsible Jewellery Council
Identified SORs not certified as conflict free by the CFSP:
Smelter name |
|
Metal |
|
EICC Verified Smelter ID |
Academy Precious Metals (China) Co., Ltd. |
|
Gold |
|
|
Advanced Chemical Company |
|
Gold |
|
|
Aida Chemical Industries Co. Ltd. |
|
Gold |
|
1JPN072 |
Almalyk Mining and Metallurgical Complex (AMMC) |
|
Gold |
|
1UZB002 |
Asaka Riken Co Ltd |
|
Gold |
|
1JPN073 |
Asarco LLC |
|
Gold |
|
|
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
|
Gold |
|
1TUR006 |
Aurubis AG |
|
Gold |
|
1DEU007 |
Baiyin Nonferrous Group Co.,Ltd. |
|
Gold |
|
|
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
|
Gold |
|
1PHL008 |
Bauer Walser AG |
|
Gold |
|
|
Blaze Metals Resouces |
|
Gold |
|
|
Boliden AB |
|
Gold |
|
1SWE009 |
Caridad |
|
Gold |
|
1MEX010 |
Cendres & Métaux SA |
|
Gold |
|
1CHE011 |
Central Bank of the DPR of Korea |
|
Gold |
|
1KOR012 |
China Daye Non-Ferrous Metals Mining Limited |
|
Gold |
|
|
China National Gold Group Corp |
|
Gold |
|
|
China Nonferrous Metal Mining (Group) Co., Ltd. |
|
Gold |
|
|
Chugai Mining |
|
Gold |
|
1JPN078 |
Codelco |
|
Gold |
|
1CHL014 |
Colt Refining & Recycling |
|
Gold |
|
|
Daejin Indus Co. Ltd |
|
Gold |
|
1KOR082 |
DaeryongENC |
|
Gold |
|
1KOR083 |
Do Sung Corporation |
|
Gold |
|
1KOR084 |
DODUCO GmbH |
|
Gold |
|
|
Eldorado Gold Corporation |
|
Gold |
|
|
ESG Edelmetall-Service GmbH & Co. KG |
|
Gold |
|
|
Faggi S.p.A. |
|
Gold |
|
|
Foshan Nanhai Tong Ding Metal Company. Ltd. |
|
Gold |
|
|
FSE Novosibirsk Refinery |
|
Gold |
|
1RUS016 |
Geib Refining Corp |
|
Gold |
|
|
Guangdong Jinding Gold Ltd. |
|
Gold |
|
|
Guangdong Mingfa Precious Metals Co., Ltd. |
|
Gold |
|
|
Harmony Gold Mining Company Limited |
|
Gold |
|
|
Heimerle + Meule GmbH |
|
Gold |
|
1DEU017 |
Henan Lingbao Jinyuan Mining Co., Ltd. |
|
Gold |
|
|
Henan Sanmenxia Lingbao City Jinyuan Mining Industry Co., Ltd |
|
Gold |
|
|
Henan Zhongyuan Gold Smelter Co.,Ltd. |
|
Gold |
|
|
Hutti Gold Mines Limited |
|
Gold |
|
|
Hwasung CJ Co. Ltd |
|
Gold |
|
1KOR085 |
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited |
|
Gold |
|
1CHN020 |
Japan Mint |
|
Gold |
|
1JPN022 |
Jean Goldschmidt International |
|
Gold |
|
|
Jiangxi Copper Company Limited |
|
Gold |
|
1CHN023 |
Jinlong Copper Co., Ltd. |
|
Gold |
|
|
JSC Ekaterinburg Non-Ferrous Metal Processing Plant |
|
Gold |
|
1RUS026 |
JSC Uralectromed |
|
Gold |
|
1RUS027 |
Kazzinc Ltd |
|
Gold |
|
1KAZ029 |
Korea Metal Co. Ltd |
|
Gold |
|
1KOR086 |
Kyrgyzaltyn JSC |
|
Gold |
|
1KGZ030 |
L azurde Company For Jewelry |
|
Gold |
|
1SAU031 |
Lingbao Gold Company Ltd. |
|
Gold |
|
|
Metallic Resources, Inc. |
|
Gold |
|
|
Met-Mex Peñoles, S.A. |
|
Gold |
|
1MEX038 |
Mitsui Kinzoku Co., Ltd. |
|
Gold |
|
|
Moscow Special Alloys Processing Plant |
|
Gold |
|
1RUS041 |
N.E.Chemcat Corporation |
|
Gold |
|
|
Nadir Metal Rafineri San. Ve Tic. A.Ş. |
|
Gold |
|
|
Nanchang Cemented Carbide Limited Liability Company |
|
Gold |
|
|
Navoi Mining and Metallurgical Combinat |
|
Gold |
|
1UZB042 |
Nittetsu Mining Co., Ltd. |
|
Gold |
|
|
OJSC The Gulidov Krasnoyarsk Non-Ferrous Metals Plant (OJSC Krastvetmet) |
|
Gold |
|
1RUS044 |
OJSC Kolyma Refinery |
|
Gold |
|
1RUS067 |
Pan Pacific Copper Co. LTD |
|
Gold |
|
|
Penglai Penggang Gold Industry Co Ltd |
|
Gold |
|
|
Precious Metal Sales |
|
Gold |
|
|
Prioksky Plant of Non-Ferrous Metals |
|
Gold |
|
1RUS047 |
PT Aneka Tambang (Persero) Tbk |
|
Gold |
|
1IDN048 |
PX Précinox SA |
|
Gold |
|
|
Sabin Metal Corp. |
|
Gold |
|
1USA075 |
SAMWON METALS Corp. |
|
Gold |
|
1KOR087 |
Schone Edelmetaal |
|
Gold |
|
1NLD051 |
Shandong Zhaojin Gold & Silver Refinery Co. Ltd |
|
Gold |
|
1CHN054 |
Shandong Zhongkuang Group Co,.Ltd. |
|
Gold |
|
|
So Accurate Refining Services |
|
Gold |
|
|
SOE Shyolkovsky Factory of Secondary Precious Metals |
|
Gold |
|
1RUS055 |
SOLAR GOLD Aranykereskedelmi es Szolgaltato Zartkoruen Mukodo Reszvenytarsasag |
|
Gold |
|
|
Suzhou Xingrui Noble |
|
Gold |
|
1CHN079 |
Taicang Nancang Metal Material Co., Ltd. |
|
Gold |
|
|
The Great Wall Gold and Silver Refinery of China |
|
Gold |
|
1CHN059 |
The Hutti Gold Mines Company Limited |
|
Gold |
|
|
The Refinery of Shandong Gold Mining Co. Ltd |
|
Gold |
|
1CHN053 |
TongLing Nonferrous Metals Group Holdings Co., Ltd. |
|
Gold |
|
|
Torecom |
|
Gold |
|
1KOR081 |
Umicore Brasil Ltda |
|
Gold |
|
1BRA061 |
Xiamen Golden Egret Special Alloy Co. Ltd., China |
|
Gold |
|
|
Xstrata Canada Corporation |
|
Gold |
|
1CAN064 |
Yamamoto Precious Metal Co., Ltd. |
|
Gold |
|
|
Yantai Zhaojin Kanfort Precious Metals Co., Ltd. |
|
Gold |
|
|
Yokohama Metal Co Ltd |
|
Gold |
|
1JPN077 |
Yoo Chang Metal Inc. |
|
Gold |
|
|
Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
|
Gold |
|
1CHN065 |
Zijin Mining Group Co. Ltd |
|
Gold |
|
1CHN066 |
浙江广源贵金属冶炼厂 |
|
Gold |
|
|
浙江省遂昌金矿有限公司 (Zhejiang Province Suichang Gold Mine Co. Ltd.) |
|
Gold |
|
|
A&M Group, Ltd. |
|
Tantalum |
|
|
ABS Industrial Resources Ltd |
|
Tantalum |
|
|
AMC Group |
|
Tantalum |
|
|
AMG Mineração S/A |
|
Tantalum |
|
|
Ethiopian Minerals Development Share Company |
|
Tantalum |
|
|
Gannon & Scott |
|
Tantalum |
|
3USA004 |
JiuJiang JinXin Nonferrous Metals Co. Ltd. |
|
Tantalum |
|
3CHN020 |
Kanto Denka Kogyo Co. Ltd. |
|
Tantalum |
|
|
King-Tan Tantalum Industry Ltd |
|
Tantalum |
|
3CHN026 |
Metal Do Co., Ltd. |
|
Tantalum |
|
|
Mettalurgical Products India Pvt. Ltd. |
|
Tantalum |
|
|
Nanchang Cemented Carbide Limited Liability Company |
|
Tantalum |
|
|
Niotan |
|
Tantalum |
|
|
Sandvik Material Technology |
|
Tantalum |
|
|
Shanghai Jiangxi Metals Co., Ltd. |
|
Tantalum |
|
|
Xiamen Golden Egret Special Alloy Co. Ltd., China |
|
Tantalum |
|
|
5N Plus Inc. |
|
Tin |
|
|
Academy Precious Metals (China) Co., Ltd. |
|
Tin |
|
|
Altantic Metals & Alloys, LLC |
|
Tin |
|
|
AMC Group |
|
Tin |
|
|
American Iron & Metal Co. Inc. |
|
Tin |
|
|
American Iron and Metal Co. |
|
Tin |
|
|
ArcelorMittal |
|
Tin |
|
|
Balver Zinn Josef Jost GmbH & Co. KG |
|
Tin |
|
|
Blaze Metals Resources |
|
Tin |
|
|
Chengfeng Metals Co Pte Ltd |
|
Tin |
|
|
China Nonferrous Metal Mining (Group) Co., Ltd. |
|
Tin |
|
|
CNMC (Guangxi) PGMA Co. Ltd. |
|
Tin |
|
2CHN050 |
Cooper Santa |
|
Tin |
|
2BRA063 |
CSC Pure Technologies |
|
Tin |
|
|
CV Duta Putra Bangka |
|
Tin |
|
2IDN003 |
CV Gita Pesona |
|
Tin |
|
2IDN056 |
CV JusTindo |
|
Tin |
|
2IDN004 |
CV Makmur Jaya |
|
Tin |
|
2IDN005 |
CV Nurjanah |
|
Tin |
|
2IDN006 |
CV Prima Timah Utama |
|
Tin |
|
2IDN007 |
CV Serumpun Sebalai |
|
Tin |
|
2IDN008 |
CV United Smelting |
|
Tin |
|
2IDN009 |
DAECHANG Co., Ltd. |
|
Tin |
|
|
Dongbu Steel |
|
Tin |
|
|
Elmet S.A. de C.V. |
|
Tin |
|
|
EM Vinto |
|
Tin |
|
2BOL010 |
Estanho de Rondonia SA |
|
Tin |
|
|
Federal Metal Company |
|
Tin |
|
|
Feinhütte Halsbrücke GmbH |
|
Tin |
|
|
Fenix Metals |
|
Tin |
|
2POL064 |
Foshan Nanhai Tong Ding Metal Company. Ltd. |
|
Tin |
|
|
Ganzhou NSIET Co., Ltd |
|
Tin |
|
|
Gejiu Zi-Li |
|
Tin |
|
2CHN011 |
Gold Bell Group |
|
Tin |
|
2CHN013 |
Henan Lingbao Jinyuan Mining Co., Ltd. |
|
Tin |
|
|
Huichang Jinshunda Tin Co. Ltd |
|
Tin |
|
2CHN052 |
Jean Goldschmidt International |
|
Tin |
|
|
Jiangxi Jinshunda Tin Co. Ltd. |
|
Tin |
|
|
Jiangxi Nanshan |
|
Tin |
|
2CHN014 |
Kai Unita Trade Limited Liability Company |
|
Tin |
|
2CHN053 |
Kovohutě Příbram |
|
Tin |
|
|
Lingbao Jinyuan Tonghui Refinery Co. Ltd. |
|
Tin |
|
|
Linwu Xianggui Smelter Co |
|
Tin |
|
2CHN055 |
Liuzhou China Tin |
|
Tin |
|
2CHN015 |
MCP Group |
|
Tin |
|
|
Metallic Resources, Inc. |
|
Tin |
|
|
Metallo Chimique |
|
Tin |
|
2BEL017 |
Minmetals Ganzhou Tin Co. Ltd. |
|
Tin |
|
2CHN051 |
N.E.Chemcat Corporation |
|
Tin |
|
|
Nankang Nanshan Tin Co., Ltd. |
|
Tin |
|
|
Nathan Trotter & Co. Inc |
|
Tin |
|
|
Nathan Trotter & Co., Inc. |
|
Tin |
|
|
Novosibirsk Integrated Tin Works |
|
Tin |
|
2RUS021 |
Nyrstar |
|
Tin |
|
|
O. M. Manufacturing Philippines, Inc. |
|
Tin |
|
|
O.M. Manufacturing Philippines, Inc. |
|
Tin |
|
|
P.T. Citralogam Alphasejahtera |
|
Tin |
|
|
PREMIER METAL RECYCLERS LTD |
|
Tin |
|
|
PT Alam Lestari Kencana |
|
Tin |
|
2IDN023 |
PT Artha Cipta Langgeng |
|
Tin |
|
2IDN024 |
PT Babel Inti Perkasa |
|
Tin |
|
2IDN025 |
PT Babel Surya Alam Lestari |
|
Tin |
|
2IDN026 |
PT Bangka Kudai Tin |
|
Tin |
|
2IDN027 |
PT Bangka Putra Karya |
|
Tin |
|
2IDN028 |
PT Bangka Timah Utama Sejahtera |
|
Tin |
|
2IDN029 |
PT Bangka Tin Industry |
|
Tin |
|
2IDN058 |
PT Belitung Industri Sejahtera |
|
Tin |
|
2IDN030 |
PT BilliTin Makmur Lestari |
|
Tin |
|
2IDN031 |
PT DS Jaya Abadi |
|
Tin |
|
2IDN059 |
PT Eunindo Usaha Mandiri |
|
Tin |
|
2IDN033 |
PT Fang Di MulTindo |
|
Tin |
|
2IDN034 |
PT HP Metals Indonesia |
|
Tin |
|
2IDN035 |
PT Indra Eramulti Logam Industri |
|
Tin |
|
|
PT Karimun Mining |
|
Tin |
|
2IDN062 |
PT Koba Tin |
|
Tin |
|
2IDN036 |
PT Mitra Stania Prima |
|
Tin |
|
2IDN037 |
PT Panca Mega |
|
Tin |
|
2IDN060 |
PT Refined Banka Tin |
|
Tin |
|
2IDN038 |
PT Sariwiguna Binasentosa |
|
Tin |
|
2IDN039 |
PT Seirama Tin Investment |
|
Tin |
|
2IDN061 |
PT Stanindo Inti Perkasa |
|
Tin |
|
2IDN040 |
PT Sumber Jaya Indah |
|
Tin |
|
2IDN041 |
PT Tambang Timah |
|
Tin |
|
1IDN048 |
PT Timah |
|
Tin |
|
2IDN042 |
PT Timah Nusantara |
|
Tin |
|
2IDN043 |
PT Tinindo Inter Nusa |
|
Tin |
|
2IDN044 |
PT Tommy Utama |
|
Tin |
|
2IDN057 |
PT Yinchendo Mining Industry |
|
Tin |
|
2IDN045 |
Rui Da Hung Co. |
|
Tin |
|
|
Sevelar SA |
|
Tin |
|
|
Shunda Huichang Kam Tin Co., Ltd. |
|
Tin |
|
|
So Accurate Refining Services |
|
Tin |
|
|
Soft Metals Ltda |
|
Tin |
|
|
Taicang Nancang Metal Material Co., Ltd. |
|
Tin |
|
|
Traxys Europe SA |
|
Tin |
|
|
Vale S.A. |
|
Tin |
|
|
Westfalenzinn |
|
Tin |
|
|
Westmetall |
|
Tin |
|
|
Xianghualing Tin Co. Ltd |
|
Tin |
|
|
Yifeng Tin Industry (Chenzhou) Co Ltd |
|
Tin |
|
|
Yunnan Chengfeng |
|
Tin |
|
2CHN047 |
ZHUZHOU SMELTER GROUP CO., LTD |
|
Tin |
|
|
A.L.M.T. Corp. |
|
Tungsten |
|
4JPN020 |
Altantic Metals & Alloys, LLC |
|
Tungsten |
|
|
ArcelorMittal |
|
Tungsten |
|
|
ATI Tungsten Materials |
|
Tungsten |
|
4USA001 |
Beijing General Research Institute of Mining and Metallurgy |
|
Tungsten |
|
|
Blaze Metals Resources |
|
Tungsten |
|
|
CB-CERATIZIT Luxembourg S.A. |
|
Tungsten |
|
|
Chaozhou Xianglu Tungsten Industry Co Ltd |
|
Tungsten |
|
4CHN002 |
China Minmetals Nonferrous Metals Co Ltd |
|
Tungsten |
|
2CHN051 |
Dayu Weiliang Tungsten Co., Ltd. |
|
Tungsten |
|
4CHN021 |
Feinhütte Halsbrücke GmbH |
|
Tungsten |
|
|
Ganzhou Grand Sea W & Mo Group Co Ltd |
|
Tungsten |
|
4CHN016 |
Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
|
Tungsten |
|
|
Hunan Chenzhou Mining Group Co |
|
Tungsten |
|
4CHN018 |
Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd. |
|
Tungsten |
|
4CHN023 |
Japan New Metals Co Ltd |
|
Tungsten |
|
4JPN017 |
Jean Goldschmidt International |
|
Tungsten |
|
|
Jiangxi Rare Earth & Rare Metals Tungsten Group Corp |
|
Tungsten |
|
4CHN009 |
Jiangxi Tungsten Industry Group Co Ltd |
|
Tungsten |
|
4CHN010 |
Kanto Denka Kogyo Co. Ltd. |
|
Tungsten |
|
|
Kennametal Inc. |
|
Tungsten |
|
|
Metallic Resources, Inc. |
|
Tungsten |
|
|
Midwest Tungsten Service |
|
Tungsten |
|
|
Mi-Tech Metals, Inc. |
|
Tungsten |
|
|
Nanchang Cemented Carbide Limited Liability Company |
|
Tungsten |
|
|
Nathan Trotter & Co. Inc |
|
Tungsten |
|
|
Nippon Tungsten Co., Ltd. |
|
Tungsten |
|
|
North American Tungsten Corporation Ltd. |
|
Tungsten |
|
|
Sandvik Material Technology |
|
Tungsten |
|
|
Shaanxi Taibai Tungsten Products Factory |
|
Tungsten |
|
|
Sichuan Metals & Materials Imp & Exp Co |
|
Tungsten |
|
|
Voss Metals Company, Inc. |
|
Tungsten |
|
|
Xiamen Golden Egret Special Alloy Co. Ltd., China |
|
Tungsten |
|
|
Zhuzhou Cemented Carbide Group Co Ltd |
|
Tungsten |
|
4CHN015 |
Based on the information obtained in the Companys due diligence process, the Company does not have sufficient information to determine the country of origin of all Conflict Minerals in the Covered Products. However, based on the information that has been obtained, the Company has reasonably determined that the countries of origin of
its necessary Conflict Minerals include those set forth below. The Companys efforts to determine the mine(s) or location of origin with the greatest possible specificity are described in the RCOI and due diligence discussion above.
Metals |
|
Country of Origin |
Gold |
|
Australia, Chile, Papua New Guinea, South Korea, Malaysia, United States, Japan, Canada, Hong Kong, Mozambique, Peru, Brazil, Russia, Belgium, China, Bolivia, Indonesia, Kazakhstan, Spain, Portugal, Switzerland, Tajikistan, Kyrgyzstan, Mongolia, DRC- Congo (Kinshasa), South Africa, Ghana, Guinea, Mali, Namibia, Tanzania, Argentina, Thailand, Uzbekistan, Mexico, Rwanda, Zambia, Germany, Burundi, Philippines, Laos, United Kingdom, Taiwan, United Arab Emirates, |
Tantalum |
|
Australia, Chile, Malaysia, United States, Japan, Canada, Hong Kong, Peru, Brazil, Mozambique, Russia, Kazakhstan, Belgium, China, Spain, Portugal, Bolivia, Thailand, DRC- Congo (Kinshasa), Ethiopia, Egypt, Nigeria, Indonesia, Papua New Guinea, Rwanda, Burundi, India, Nigeria |
Tin |
|
Australia, Chile, Papua New Guinea, South Korea, Malaysia, United States, Japan, Canada, Hong Kong, Peru, Brazil, Mozambique, Russia, Kazakhstan, Belgium, China, Bolivia, Indonesia, Burundi, DRC- Congo (Kinshasa), Nigeria, Rwanda, Spain, Portugal, Thailand, Switzerland,Tajikistan, Kyrgyzstan, Mongolia, Ethiopia, Egypt, Mexico, Uzbekistan, India, South Africa, Philippines, Laos, Zambia |
Tungsten |
|
Austria, Australia, Chile, Papua New Guinea, South Korea, Malaysia, United States, Japan, Canada, Hong Kong, Peru, Brazil, Mozambique, Russia, Kazakhstan, Austria, Belgium, China, Bolivia, Indonesia, Burundi, DRC- Congo (Kinshasa), Nigeria, Rwanda, Spain, Portugal, Thailand, Ethiopia, Egypt, Mexico, South Africa, Uzbekistan, India, Philippines, Laos, Switzerland, Taiwan |
Given the response rate of Celesticas suppliers to its RCOI and due diligence inquiries, the fact that not all of the SORs identified by the Companys suppliers are certified by an independent third-party as conflict-free, the fact that the SOR information obtained from suppliers did not correspond specifically to products/components supplied to the Company, and because necessary Conflict Minerals in a particular Covered Product may be sourced from multiple SORs, although the Company was able to determine that certain of its necessary Conflict Minerals in the Covered Products were from Covered Countries (as described above), it could not determine the country of origin for all Covered Products. In addition, based on the foregoing, the Company was unable to determine whether the necessary Conflict Minerals in the Covered Products that were from the Covered Countries were from recycled or scrap sources, or came from sources that directly or indirectly financed or benefitted armed groups in the Covered Countries, as such term is defined in Rule 13p-1. Of all responding suppliers in the Companys due diligence process, none indicated (at any point during the RCOI or due diligence process) that it had sourced Conflict Minerals to the Company that directly or indirectly benefitted or financed armed groups (as that terms is defined in Rule 13p-1) in the Covered Countries.
Celestica intends to undertake the following steps during subsequent compliance periods to improve the due diligence conducted to further determine whether Conflict Minerals in its Covered Products are sourced from the Covered Countries, or are from recycled or scrap sources, and to mitigate the risk that its necessary Conflict Minerals sourced from Covered Countries finance or benefit armed groups, including:
· Increase the response rate during the RCOI process;
· Review and update the list of products and associated suppliers designated as in-scope;
· Engaging each in-scope supplier to re-verify and update sourcing information as appropriate;
· Continue to engage with suppliers to obtain current, accurate and complete information about the supply chain;
· Encourage suppliers to implement responsible sourcing;
· Participate in industry initiatives encouraging conflict-free supply chains; and
· Continue to compare RCOI and due diligence results to information collected via independent conflict-free smelter validation programs such as the EICC/GeSI Conflict Free Smelter program
The information that you are accessing on this website may include forward-looking statements related to our future growth, trends in our industry, our financial and operational results and performance that are based on current expectations, forecast and assumptions involving risk and uncertainties that could cause actual outcomes and results to differ materially.